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" Each purchaser represents that the purchaser is purchasing for the purchaser's own account (or a trust account if the purchaser is a trustee) and not with a view to or for sale in connection with any distribution of the security. "
The Movie Business: The Definitive Guide to the Legal and Financial Secrets ... - Page 481
by Kelly Charles Crabb - 2005 - 528 pages
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998 - 528 pages
...for the §563g.4 §S63g.5 purchaser's own account (or a trust account if the purchaser is a trustee) and not with a view to or for sale in connection with any distribution of the security. (4) The offer and sale of the security is not accomplished by the publication of any advertisement....
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1989 - 700 pages
...purchaser is purchasing for the purchaser's own account (or at trust account if the purchaser is a trustee) and not with a view to or for sale in connection with any distribution of the security. (4) The offer and sale of the security is not accomplished by the publication of any advertisement....
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The Code of Federal Regulations of the United States of America

Administrative law - 2004 - 500 pages
...purchaser is purchasing for the purchaser's own account (or a trust account if the purchaser is a trustee) and not with a view to or for sale in connection with any distribution of the security. (4) The offer and sale of the security is not accomplished by the publication of any advertisement....
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The Code of Federal Regulations of the United States of America

Administrative law - 1989 - 820 pages
...purchaser is purchasing for the purchaser's own account (or at trust account if the purchaser is a trustee) and not with a view to or for sale in connection with any distribution ol the security. (4) The offer and sale of the security is not accomplished by the publication of any...
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Auto Financing Legislation: Hearings Before the Subcommittee on Antitrust ...

United States. Congress. Senate. Committee on the Judiciary, United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Antitrust and Monopoly - Automobile industry and trade - 1959 - 856 pages
...the account of one or more other informed investors, (ii) the Notes are being acquired for investment and not with a view to or for sale in connection with any distribution thereof and with no intention of selling the Notes, subject to any requirement of law that the disposition...
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Hearings, Reports and Prints of the House Committee on the Judiciary

United States. Congress. House. Committee on the Judiciary - Courts - 1970 - 1764 pages
...that you are acquiring such Notes and Warrants being delivered to you for the purpose of investment and not with a view to or for sale in connection with any distribution thereof or of any Common Stock received upon the exercise of such Warrants, provided that the disposition...
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Private Real Estate Syndications

Michael Constas, Richard D. Harroch - Business & Economics - 1983 - 946 pages
...represent that he is purchasing for his own account (or a trust account if the purchaser is a trustee) and not with a view to or for sale in connection with any distribution of the limited partnership interest. The commonly used approach is to require such representation to be made...
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Oversight of Federal Procurement Decisions on Wedtech: Hearings Before the ...

United States. Congress. Senate. Committee on Governmental Affairs. Subcommittee on Oversight of Government Management - Government purchasing - 1988 - 856 pages
...Sellers that he is acquiring the Transferred Shares pursuant hereto for hi> own accounc for investment, and not with a view to or for sale in connection with any discribucion chereof or with any present intention of selling or distributing all or any part chereof....
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Executive Stock Options and Stock Appreciation Rights

Herbert Kraus - Business & Economics - 2023 - 870 pages
...protect their own interests. Each purchasers is required to represent that it is purchasing for its own account and not with a view to or for sale in connection with any distribution. 49 Cal. Corp. Code § 25102(n). Some of the applicable definitions of who is a "qualified purchaser"...
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Raising Capital: Private Placement Forms

J. Robert Brown Jr, J. Robert Brown, Jr., Herbert B. Max - Law - 1995 - 5628 pages
...Investor is acquiring the securities to be purchased by Investor for Investor's own account for investment and not with a view to, or for sale in connection with, any distribution thereof, subject at all times to any requirement of law that disposition of Investor's property shall...
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